Ian David Townsend

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • FRANCIS CLARK FINANCIAL PLANNING LIMITED

    FRN 433591

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (29 Aug 2011 to 8 Dec 2019)
  • Lighthouse Advisory Services Limited (no longer approved here)

    FRN 195199

    • CF30 Customer (29 Oct 2010 to 6 May 2011)
  • Investacc Limited (no longer approved here)

    FRN 154918

    • CF30 Customer (1 Nov 2007 to 19 Jul 2010)
    • CF21 Investment Adviser (7 Sep 2004 to 31 Oct 2007)
  • Thomas Westcott Financial Management Ltd (no longer approved here)

    FRN 207990

    • Employed By (7 Sep 2004 to 19 Jul 2010)

Recent activity

Updates to this individual's record on the FCA register.

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