Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 21. Advising or arranging (bringing about) equity release transactions
    • Appointed representative dealing with clients for which they require qualification (since 18 Oct 2021)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (1 Nov 2007 to 28 Feb 2012)
    • CF21 Investment Adviser (17 Sep 2007 to 31 Oct 2007)
  • Investacc Limited (no longer approved here)

    FRN 154918

    • CF22 Investment Adviser (Trainee) (12 May 2006 to 9 Jun 2006)
  • Cumbrian Properties F S Ltd (no longer approved here)

    FRN 445345

    • Employed By (12 May 2006 to 9 Jun 2006)
  • Venture IFA Ltd (no longer approved here)

    FRN 426355

    • Employed By (14 Mar 2005 to 28 Apr 2006)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF21 Investment Adviser (22 Jun 2004 to 18 Mar 2005)
    • CF22 Investment Adviser (Trainee) (31 Oct 2003 to 22 Jun 2004)

Recent activity

Updates to this individual's record on the FCA register.

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