Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- [FCA CF] Client dealing (22 Sep 2022 to 30 Sep 2024)
- [FCA CF] Functions requiring qualifications (22 Sep 2022 to 30 Sep 2024)
-
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 14 Oct 2022)
- [FCA CF] Client dealing (9 Dec 2019 to 14 Oct 2022)
- CF30 Customer (1 Oct 2014 to 8 Dec 2019)
-
- CF30 Customer (29 Jun 2012 to 8 Sep 2014)
-
- CF30 Customer (1 Nov 2007 to 21 Dec 2012)
- CF21 Investment Adviser (15 Jan 2007 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (10 Jan 2006 to 15 Jan 2007)
-
- Employed By (10 Jan 2006 to 8 Dec 2019)
-
- CF21 Investment Adviser (1 Dec 2001 to 27 Jan 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.