Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Perspective (North East) Limited (no longer approved here)

    FRN 150317

    • [FCA CF] Client dealing (22 Sep 2022 to 30 Sep 2024)
    • [FCA CF] Functions requiring qualifications (22 Sep 2022 to 30 Sep 2024)
  • Kingfisher Finance Limited (no longer approved here)

    FRN 226749

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 14 Oct 2022)
    • [FCA CF] Client dealing (9 Dec 2019 to 14 Oct 2022)
    • CF30 Customer (1 Oct 2014 to 8 Dec 2019)
  • Vesta Wealth Limited (no longer approved here)

    FRN 567852

    • CF30 Customer (29 Jun 2012 to 8 Sep 2014)
  • Investacc Limited (no longer approved here)

    FRN 154918

    • CF30 Customer (1 Nov 2007 to 21 Dec 2012)
    • CF21 Investment Adviser (15 Jan 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (10 Jan 2006 to 15 Jan 2007)
  • ATC Financial Management Ltd (no longer approved here)

    FRN 182384

    • Employed By (10 Jan 2006 to 8 Dec 2019)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF21 Investment Adviser (1 Dec 2001 to 27 Jan 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.