Vesta Wealth Limited

• Principal Place of Business

  Vesta Wealth Ltd

  Solway House Business Park

  Kingstown

  Carlsile

  Cumbria

  CA6 4BY

  UNITED KINGDOM

  Phone

  +4401228210137

  Web

  https://www.vestawealth.co.uk

• Complaints Contact

  Vesta Wealth Ltd

  Solway House Business Park

  Kingstown

  Carlsile

  Cumbria

  CA6 4BY

  UNITED KINGDOM

  Phone

  +4401228210137

• P2P Lending Advice

  For Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  For Retail (Investment), Retail (Non-Investment Insurance)

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Arranges Asset Safekeeping

  For Professional, Retail (Investment), Certificates representing certain security, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Insurance Admin

  For Retail (Non-Investment Insurance), Non-investment insurance contracts

• Stockbroking

  For Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Alan Colton

  IRN AXC00187

  • CF30 Customer (14 Nov 2012 to 20 Mar 2013)
• Ben Ridley Wilde

  IRN BXW00287

  • [FCA CF] Functions requiring qualifications (12 Feb 2024 to 8 Jan 2025)
  • [FCA CF] Client dealing (12 Feb 2024 to 8 Jan 2025)
• Catherine Anna Daniell

  IRN CAA01050

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 14 Jun 2022)
  • [FCA CF] Functions requiring qualifications (since 22 Mar 2021)
  • CF30 Customer (11 Sep 2015 to 8 Dec 2019)
• Elspeth Karen Carpenter

  IRN EKC00002

  • CF30 Customer (29 Jun 2012 to 31 May 2014)
• Eric Joseph McCann

  IRN EXM00005

  • CF30 Customer (4 Jul 2012 to 18 Jul 2012)
• Gary Kevin Stockdale

  IRN GKS01034

  • 14. Managing investments
  • [FCA CF] Client dealing (since 1 Jun 2021)
  • [FCA CF] Functions requiring qualifications (since 1 Jun 2021)
• Gary Mirfin

  IRN GXM01396

  • 11. Pension transfer specialist
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 21 Jul 2022)
  • [FCA CF] Functions requiring qualifications (since 22 Mar 2021)
  • SMF3 Executive Director (since 9 Dec 2019)
  • CF30 Customer (5 Oct 2012 to 8 Dec 2019)
  • CF29 Significant management (2 Apr 2012 to 8 Dec 2019)
  • CF1 Director (2 Apr 2012 to 8 Dec 2019)
• Graeme Michael Cross

  IRN GMC00021

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 21 Jul 2022)
  • [FCA CF] Functions requiring qualifications (since 22 Mar 2021)
  • CF30 Customer (23 Nov 2012 to 8 Dec 2019)
• Jeffrey Thurlbeck

  IRN JXT00079

  • CF30 Customer (29 Jun 2012 to 8 Sep 2014)
• John Frankland

  IRN JXF00090

  • CF30 Customer (20 Nov 2012 to 20 Mar 2013)

No changes recorded yet.