Vesta Wealth Limited

• Principal Place of Business

  Vesta Wealth Ltd

  Solway House Business Park

  Kingstown

  Carlsile

  Cumbria

  CA6 4BY

  UNITED KINGDOM

  Phone

  +4401228210137

  Web

  https://www.vestawealth.co.uk

• Complaints Contact

  Vesta Wealth Ltd

  Solway House Business Park

  Kingstown

  Carlsile

  Cumbria

  CA6 4BY

  UNITED KINGDOM

  Phone

  +4401228210137

• P2P Lending Advice

  For Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  For Retail (Investment), Retail (Non-Investment Insurance)

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Arranges Asset Safekeeping

  For Professional, Retail (Investment), Certificates representing certain security, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Insurance Admin

  For Retail (Non-Investment Insurance), Non-investment insurance contracts

• Stockbroking

  For Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Jonathan David Targett

  IRN JDT01089

  • [FCA CF] Manager of certification employee (since 22 Mar 2021)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • CF30 Customer (29 Jul 2015 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (25 Jan 2013 to 8 Dec 2019)
• Julia Karen Barnes

  IRN JKB00007

  • SMF3 Executive Director (since 9 Dec 2019)
  • CF1 Director (2 Apr 2012 to 8 Dec 2019)
  • CF29 Significant management (2 Apr 2012 to 8 Dec 2019)
• Kevin Michael Collier

  IRN KMC00002

  • [FCA CF] Client dealing (21 Jul 2022 to 8 Apr 2025)
  • [FCA CF] Functions requiring qualifications (22 Mar 2021 to 8 Apr 2025)
  • CF30 Customer (3 May 2013 to 8 Dec 2019)
• Matthew Thomas Gardner

  IRN MXG00279

  • 11. Pension transfer specialist
  • 14. Managing investments
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • SMF3 Executive Director (since 12 Jan 2024)
  • [FCA CF] Client dealing (since 21 Jul 2022)
  • [FCA CF] Functions requiring qualifications (since 22 Mar 2021)
• Nicholas Edwin Gardner

  IRN NEG00002

  • 11. Pension transfer specialist
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 21 Jul 2022)
  • [FCA CF] Functions requiring qualifications (since 22 Mar 2021)
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • SMF1 Chief Executive (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • Responsible for Insurance Distribution (since 1 Oct 2018)
  • Responsibility for MCD Intermediation (since 3 May 2016)
  • CF11 Money Laundering Reporting (2 Apr 2012 to 21 Dec 2012)
  • CF30 Customer (2 Apr 2012 to 8 Dec 2019)
  • CF3 Chief Executive (2 Apr 2012 to 8 Dec 2019)
  • CF29 Significant management (2 Apr 2012 to 8 Dec 2019)
  • Responsible for Insurance Mediation (2 Apr 2012 to 30 Sep 2018)
  • CF10 Compliance Oversight (2 Apr 2012 to 8 Dec 2019)
  • CF1 Director (2 Apr 2012 to 8 Dec 2019)
• Nigel Thomas Bennett

  IRN NTB01023

  • [FCA CF] Functions requiring qualifications (22 Mar 2021 to 20 Feb 2026)
  • CF30 Customer (5 Jul 2012 to 8 Dec 2019)
• Peter Leo Craven

  IRN PLC00020

  • CF30 Customer (29 Jun 2012 to 21 Sep 2017)
• Stephen Jolly

  IRN SXJ01337

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 21 Jul 2022)
  • [FCA CF] Functions requiring qualifications (since 22 Mar 2021)
  • CF30 Customer (7 Apr 2015 to 8 Dec 2019)
• Stephen Joseph Parker

  IRN SXP00728

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 26 Jan 2023)
  • [FCA CF] Client dealing (since 26 Jan 2023)
• Tom Sharp

  IRN TXS03831

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Functions requiring qualifications (since 30 Sep 2022)

No changes recorded yet.