Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 1 Dec 2011)
    • CF1 Director (13 Jun 2002 to 8 Dec 2019)
    • CF21 Investment Adviser (13 Jun 2002 to 31 Oct 2007)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (1 Nov 2010 to 8 Dec 2019)
    • CF30 Customer (1 Nov 2010 to 1 Dec 2011)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF29 Significant management (2 Apr 2012 to 8 Dec 2019)
    • CF1 Director (2 Apr 2012 to 8 Dec 2019)
  • DHC Financial Management Ltd (no longer approved here)

    FRN 194357

    • Employed By (13 Jun 2001 to 7 Jan 2002)

Recent activity

Updates to this individual's record on the FCA register.

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