Stephen Jolly

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Vesta Wealth Limited

    FRN 567852

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 21 Jul 2022)
    • [FCA CF] Functions requiring qualifications (since 22 Mar 2021)
    • CF30 Customer (7 Apr 2015 to 8 Dec 2019)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (9 Jun 2011 to 11 Nov 2012)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (8 Apr 2011 to 1 Jun 2011)
  • Quilter Financial Limited (no longer approved here)

    FRN 497604

    • CF30 Customer (23 Jun 2010 to 23 Aug 2011)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • CF30 Customer (1 Nov 2007 to 14 Jul 2010)
    • CF22 Investment Adviser (Trainee) (22 May 2007 to 31 Oct 2007)
  • Paul Kerr (no longer approved here)

    FRN 211677

    • (7)Employed By (22 May 2007 to 23 Aug 2011)

Recent activity

Updates to this individual's record on the FCA register.

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