Graeme Michael Cross

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Vesta Wealth Limited

    FRN 567852

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 21 Jul 2022)
    • [FCA CF] Functions requiring qualifications (since 22 Mar 2021)
    • CF30 Customer (23 Nov 2012 to 8 Dec 2019)
  • Quilter Financial Planning Solutions Limited (no longer approved here)

    FRN 184591

    • CF30 Customer (2 Dec 2008 to 11 Mar 2013)
  • Legal and General Assurance Society Limited (no longer approved here)

    FRN 117659

    • CF21 Investment Adviser (4 Nov 2005 to 29 Oct 2007)
    • CF22 Investment Adviser (Trainee) (4 Jan 2005 to 4 Nov 2005)
  • Legal & General (Unit Trust Managers) Limited (no longer approved here)

    FRN 119273

    • CF21 Investment Adviser (4 Nov 2005 to 29 Oct 2007)
    • CF22 Investment Adviser (Trainee) (4 Jan 2005 to 4 Nov 2005)
  • Lighthouse Advisory Services Limited (no longer approved here)

    FRN 195199

    • CF1 Director (AR) (20 Oct 2003 to 16 Dec 2004)
    • CF21 Investment Adviser (20 Oct 2003 to 16 Dec 2004)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF21 Investment Adviser (1 Dec 2001 to 8 Sep 2003)

Recent activity

Updates to this individual's record on the FCA register.

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