Gary Mirfin

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Vesta Wealth Limited

    FRN 567852

    • 11. Pension transfer specialist
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 21 Jul 2022)
    • [FCA CF] Functions requiring qualifications (since 22 Mar 2021)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF30 Customer (5 Oct 2012 to 8 Dec 2019)
    • CF1 Director (2 Apr 2012 to 8 Dec 2019)
    • CF29 Significant management (2 Apr 2012 to 8 Dec 2019)
  • Investacc Limited

    FRN 154918

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (4 Mar 2010 to 8 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 21 Dec 2012)
    • CF21 Investment Adviser (27 Jun 2005 to 31 Oct 2007)
    • CF24 Pension Transfer Specialist (27 Jun 2005 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (6 Sep 2002 to 27 Jun 2005)
  • Investacc Pension Administration Limited

    FRN 518358

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (1 Nov 2010 to 8 Dec 2019)
    • CF30 Customer (1 Nov 2010 to 1 Dec 2011)
  • Investacc PRS Limited (no longer approved here)

    FRN 217254

    • (3)Employed By (6 Sep 2002 to 31 Jan 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.