Flying Colours Advice Limited

• Principal Place of Business

  2nd Floor

  Greenwood House

  London Road

  Bracknell

  Bracknell Forest

  RG12 2AA

  UNITED KINGDOM

  Phone

  +443332419900

  Web

  https://www.fcadvice.co.uk

• Complaints Contact

  2nd Floor, Greenwood House

  London Road

  Bracknell

  Berkshire

  RG12 2AA

  UNITED KINGDOM

  Phone

  +447760260004

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Share, Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Debt Advice

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  • · This permission is limited to debt counselling with no debt management activity

• Investment Setup

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Christopher Kenneth Peters

  IRN CKP01016

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 5 May 2022)
  • [FCA CF] Functions requiring qualifications (since 5 May 2022)
• David Andrew Moteane

  IRN DAM01234

  • CF1 Director (AR) (3 Apr 2019 to 24 Feb 2020)
  • CF30 Customer (1 Apr 2019 to 2 Jul 2021)
• David Burns

  IRN DRB01082

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 23 Dec 2019)
  • CF30 Customer (6 Dec 2017 to 8 Dec 2019)
• David Julian Lemar

  IRN DJL00017

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 3 Aug 2022)
  • [FCA CF] Functions requiring qualifications (since 3 Aug 2022)
  • CF30 Customer (13 Mar 2018 to 3 Aug 2022)
• Declan Iain Harrington

  IRN DLH00002

  • CF30 Customer (20 Feb 2018 to 21 Dec 2018)
  • CF1 Director (AR) (20 Feb 2018 to 21 Dec 2018)
• Derrick James Royall

  IRN DJR01150

  • CF30 Customer (23 Apr 2018 to 30 Sep 2020)
  • CF1 Director (AR) (23 Apr 2018 to 30 Sep 2020)
• Edward John Cullen

  IRN EJC00014

  • CF30 Customer (29 Sep 2017 to 7 Jun 2019)
  • CF1 Director (AR) (29 Sep 2017 to 7 Jun 2019)
• Fiona Jayne Morrison

  IRN FJM01094

  • CF30 Customer (3 May 2016 to 30 Aug 2016)
• Frederick James Barton

  IRN FXB00205

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 15 Jul 2024)
  • [FCA CF] Client dealing (since 15 Jul 2024)
• Garry Mark Appleton

  IRN GMA00003

  • SMF1 Chief Executive (since 11 Jul 2025)
  • SMF3 Executive Director (since 9 Dec 2019)
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • CF1 Director (AR) (3 Sep 2020 to 3 Aug 2022)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 20 Feb 2025)
  • CF11 Money Laundering Reporting (20 Dec 2018 to 8 Dec 2019)
  • CF10 Compliance Oversight (20 Dec 2018 to 8 Dec 2019)
  • CF1 Director (20 Dec 2018 to 8 Dec 2019)

• Fox Lifestyle Financial Planning Ltd (no longer appointed)

  FRN 795576 · Appointed 1 Dec 2017 · Until 1 Nov 2024

• Tyrone Peters Financial Planning Limited (no longer appointed)

  FRN 794378 · Appointed 17 Nov 2017 · Until 27 Aug 2024

• Cullen Wealth Management Limited (no longer appointed)

  FRN 712575 · Appointed 11 Sep 2017 · Until 3 Jul 2019

• JAV Financial Planning Limited (no longer appointed)

  FRN 779272 · Appointed 18 May 2017 · Until 4 Feb 2025

• E-Crunch Ltd (no longer appointed)

  FRN 531637 · Appointed 1 Feb 2017 · Until 23 Jan 2019

No changes recorded yet.