David Burns

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • EMET FINANCIAL SERVICES LIMITED

    FRN 773427

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 14 May 2025)
    • [FCA CF] Client dealing (since 14 May 2025)
    • Appointed representative dealing with clients for which they require qualification (30 Jun 2021 to 14 Apr 2025)
    • [FCA CF] Client dealing (1 Sep 2020 to 17 Apr 2025)
    • [FCA CF] Functions requiring qualifications (1 Sep 2020 to 17 Apr 2025)
  • LIVE SMART FINANCIAL PLANNING LTD

    FRN 778483

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 24 Mar 2021)
    • [FCA CF] Client dealing (since 24 Mar 2021)
  • Flying Colours Advice Limited (no longer approved here)

    FRN 672022

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 23 Dec 2019)
    • CF30 Customer (6 Dec 2017 to 8 Dec 2019)
  • Ascot Lloyd Limited (no longer approved here)

    FRN 578614

    • CF30 Customer (28 Sep 2017 to 1 Dec 2017)
  • WESLEYAN FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 134753

    • CF21 Investment Adviser (14 Jan 2005 to 1 May 2007)
  • Wesleyan Assurance Society (no longer approved here)

    FRN 110873

    • CF21 Investment Adviser (22 Mar 2004 to 14 Jan 2005)
    • CF22 Investment Adviser (Trainee) (17 Oct 2002 to 22 Mar 2004)
  • Wesleyan Unit Trust Managers Limited (no longer approved here)

    FRN 175798

    • CF21 Investment Adviser (22 Mar 2004 to 14 Jan 2005)
    • CF22 Investment Adviser (Trainee) (17 Oct 2002 to 22 Mar 2004)

Recent activity

Updates to this individual's record on the FCA register.

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