LIVE SMART FINANCIAL PLANNING LTD

• Principal Place of Business

  Airedale House

  Burley

  Leeds

  West Yorkshire

  LS4 2EW

  UNITED KINGDOM

  Phone

  +441133572121

  Web

  https://www.livesmartfp.com

• Complaints Contact

  Airedale House

  Burley

  Leeds

  West Yorkshire

  LS4 2EW

  UNITED KINGDOM

  Phone

  +441133572121

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Adam John Royce

  IRN AJR01216

  • SMF3 Executive Director (9 Dec 2019 to 6 Apr 2021)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 6 Apr 2021)
  • SMF16 Compliance Oversight (9 Dec 2019 to 6 Apr 2021)
  • CF1 Director (9 Oct 2019 to 8 Dec 2019)
  • CF10 Compliance Oversight (9 Oct 2019 to 8 Dec 2019)
  • Responsible for Insurance Distribution (9 Oct 2019 to 6 Apr 2021)
  • CF11 Money Laundering Reporting (9 Oct 2019 to 8 Dec 2019)
• Adam Thomas Downes

  IRN AXD02056

  • [FCA CF] Client dealing (9 Dec 2019 to 12 Mar 2021)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 12 Mar 2021)
  • CF30 Customer (1 Sep 2017 to 8 Dec 2019)
• Andrew David Crook

  IRN AXN43160

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 7. Giving personal recommendations on long-term care insurance contracts
  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 1 Sep 2025)
  • [FCA CF] Functions requiring qualifications (since 1 Sep 2025)
• Cayleigh Johnson

  IRN CXB00339

  • [FCA CF] Functions requiring qualifications (15 Mar 2021 to 26 Feb 2026)
  • [FCA CF] Client dealing (15 Mar 2021 to 26 Mar 2026)
• David Burns

  IRN DRB01082

  • 7. Giving personal recommendations on long-term care insurance contracts
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • [FCA CF] Functions requiring qualifications (since 24 Mar 2021)
  • [FCA CF] Client dealing (since 24 Mar 2021)
• Helen Victoria Baker

  IRN HVB01002

  • [FCA CF] Functions requiring qualifications (16 May 2023 to 20 Feb 2024)
  • [FCA CF] Client dealing (16 Mar 2021 to 20 Feb 2024)
• James Peter Cunningham Frances

  IRN JXF00042

  • [FCA CF] Client dealing (1 Apr 2020 to 1 May 2021)
  • [FCA CF] Functions requiring qualifications (1 Apr 2020 to 1 May 2021)
• Julian John Baker

  IRN JJB01142

  • 7. Giving personal recommendations on long-term care insurance contracts
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • [FCA CF] Functions requiring qualifications (since 1 Mar 2021)
  • [FCA CF] Client dealing (since 1 Mar 2021)
  • [FCA CF] Manager of certification employee (since 1 Mar 2021)
• Martin Richard Miller

  IRN MRM00002

  • [FCA CF] Client dealing (9 Dec 2019 to 23 Nov 2021)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 23 Nov 2021)
  • Responsible for Insurance Distribution (1 Oct 2018 to 10 Oct 2019)
  • CF30 Customer (1 Sep 2017 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (1 Sep 2017 to 10 Oct 2019)
  • Responsible for Insurance Mediation (1 Sep 2017 to 30 Sep 2018)
  • CF1 Director (1 Sep 2017 to 10 Oct 2019)
  • CF10 Compliance Oversight (1 Sep 2017 to 10 Oct 2019)
• Natasha Elisia Roger

  IRN NXR00338

  • SMF17 Money Laundering Reporting Officer (MLRO) (since 1 Jan 2025)

No changes recorded yet.