Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Appointed representative dealing with clients for which they require qualification (since 15 Dec 2023)
    • CF1 Director (AR) (since 14 Dec 2023)
  • LIVE SMART FINANCIAL PLANNING LTD (no longer approved here)

    FRN 778483

    • [FCA CF] Functions requiring qualifications (16 May 2023 to 20 Feb 2024)
    • [FCA CF] Client dealing (16 Mar 2021 to 20 Feb 2024)
  • Personal Touch Financial Services Limited (no longer approved here)

    FRN 187834

    • CF1 Director (AR) (16 Oct 2015 to 14 Aug 2020)
    • CF4 Partner (AR) (25 Mar 2009 to 7 Nov 2012)
  • Personal Touch Financial Services East Midlands (no longer approved here)

    FRN 409354

    • (4)Employed By (25 Mar 2009 to 7 Nov 2012)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.