This firm is no longer registered as an appointed representative.

It cannot legally carry out FCA-regulated activities. If anyone is currently dealing with this firm as if it still has permission, treat that as a serious red flag and verify directly with the FCA.

Personal Touch Financial Services East Midlands

Watch for changes

FRN: 409354

Watch for changes

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Aidan Thomas Comerford
IRN ATC00004
- (3)Employed By (31 Oct 2004 to 15 Apr 2009)
Helen Victoria Baker
IRN HVB01002
- (4)Employed By (25 Mar 2009 to 7 Nov 2012)
Julian John Baker
IRN JJB01142
- (2)Employed By (31 Oct 2004 to 7 Nov 2012)
Karen Stella Sheldon
IRN KSS00014
- (6)Employed By (9 May 2008 to 15 Nov 2010)
Richard Daniel Davies
IRN RDD00001
- (1)Employed By (2 Jun 2005 to 2 Jun 2005)
Roy Varney
IRN RXV00014
- (5)Employed By (3 Feb 2005 to 5 Aug 2009)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.