Julian John Baker

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • LIVE SMART FINANCIAL PLANNING LTD

    FRN 778483

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Manager of certification employee (since 1 Mar 2021)
    • [FCA CF] Client dealing (since 1 Mar 2021)
    • [FCA CF] Functions requiring qualifications (since 1 Mar 2021)
  • True Potential Wealth Management LLP (no longer approved here)

    FRN 529810

    • CF30 Customer (15 Aug 2013 to 10 Jun 2016)
  • Personal Touch Financial Services Limited (no longer approved here)

    FRN 187834

    • CF4 Partner (AR) (31 Oct 2004 to 7 Nov 2012)
  • Personal Touch Financial Services East Midlands (no longer approved here)

    FRN 409354

    • (2)Employed By (31 Oct 2004 to 7 Nov 2012)

Recent activity

Updates to this individual's record on the FCA register.

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