Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • (54)Employed By (since 7 May 2025)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF1 Director (AR) (since 18 Oct 2016)
    • CF30 Customer (since 18 Oct 2016)
    • (3)Employed By (since 17 Jun 2014)
  • Personal Touch Financial Services Limited (no longer approved here)

    FRN 187834

    • CF30 Customer (1 Nov 2007 to 5 Aug 2009)
    • CF22 Investment Adviser (Trainee) (3 Feb 2005 to 31 Oct 2007)
  • Personal Touch Financial Services East Midlands (no longer approved here)

    FRN 409354

    • (5)Employed By (3 Feb 2005 to 5 Aug 2009)
  • Quilter Financial Planning Solutions Limited (no longer approved here)

    FRN 184591

    • CF21 Investment Adviser (10 Jun 2003 to 16 Dec 2004)
    • CF22 Investment Adviser (Trainee) (31 Jan 2003 to 10 Jun 2003)

Recent activity

Updates to this individual's record on the FCA register.

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