Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
ADNFC FINANCIAL CONSULTANTS LTD
FRN 918720
- 7. Giving personal recommendations on long-term care insurance contracts
- 21. Advising or arranging (bringing about) equity release transactions
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- SMF17 Money Laundering Reporting Officer (MLRO) (since 10 Apr 2026)
- [FCA CF] Significant management (since 9 Mar 2020)
- Responsibility for MCD Intermediation (since 9 Mar 2020)
- Responsible for Insurance Distribution (since 9 Mar 2020)
- SMF16 Compliance Oversight (since 9 Mar 2020)
- [FCA CF] Functions requiring qualifications (since 9 Mar 2020)
- [FCA CF] Manager of certification employee (since 9 Mar 2020)
- SMF3 Executive Director (since 9 Mar 2020)
-
LIVE SMART FINANCIAL PLANNING LTD
FRN 778483
- 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 7. Giving personal recommendations on long-term care insurance contracts
- [FCA CF] Client dealing (since 1 Sep 2025)
- [FCA CF] Functions requiring qualifications (since 1 Sep 2025)
-
- [FCA CF] Functions requiring qualifications (31 Oct 2024 to 9 Sep 2025)
- [FCA CF] Client dealing (31 Oct 2024 to 9 Sep 2025)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.