Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (28 Oct 2016 to 8 Dec 2019)
  • Flying Colours Advice Limited (no longer approved here)

    FRN 672022

    • CF30 Customer (3 May 2016 to 30 Aug 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.