Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 5 May 2022)
    • [FCA CF] Functions requiring qualifications (since 5 May 2022)
  • Argentis Wealth Management Ltd (no longer approved here)

    FRN 419331

    • [FCA CF] Functions requiring qualifications (15 Jun 2020 to 26 Apr 2022)
    • [FCA CF] Client dealing (15 Jun 2020 to 26 Apr 2022)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF30 Customer (10 Nov 2015 to 18 Oct 2019)
  • Warwick Road Financial Services Ltd (no longer approved here)

    FRN 656015

    • Employed By (10 Nov 2015 to 18 Oct 2019)
  • Deep Blue Financial Limited (no longer approved here)

    FRN 190203

    • CF30 Customer (30 Jul 2015 to 6 Oct 2015)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.