Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • CF30 Customer (since 8 Oct 2024)
    • Appointed representative dealing with clients for which they require qualification (since 28 Feb 2023)
    • CF1 Director (AR) (since 13 Jan 2023)
    • Employed By (since 12 Jan 2023)
    • Employed By (6 Jul 2022 to 29 Dec 2022)
  • 2 Plan Wealth Management Limited (no longer approved here)

    FRN 461598

    • CF1 Director (AR) (6 Jul 2022 to 29 Dec 2022)
  • Flying Colours Advice Limited (no longer approved here)

    FRN 672022

    • CF1 Director (AR) (3 Apr 2019 to 24 Feb 2020)
    • CF30 Customer (1 Apr 2019 to 2 Jul 2021)
  • LEBC Group Limited (no longer approved here)

    FRN 760755

    • CF30 Customer (1 Aug 2017 to 29 Mar 2019)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • CF30 Customer (22 Dec 2015 to 31 Jul 2017)
  • LEBC Group Ltd (no longer approved here)

    FRN 191818

    • Employed By (22 Dec 2015 to 31 Jul 2017)
  • NEWMAN COZENS LIMITED (no longer approved here)

    FRN 456286

    • CF30 Customer (5 Aug 2013 to 21 Dec 2015)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (7 Mar 2011 to 31 Jul 2011)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.