NEWMAN COZENS LIMITED

• Principal Place of Business

  Crofton House

  Unit C, Fareham Heights

  Standard Way

  Fareham

  Hampshire

  PO16 8XT

  UNITED KINGDOM

  Phone

  +4401329288924

  Web

  https://www.newcoz.co.uk

• Complaints Contact

  Crofton House

  Unit C, Fareham Heights

  Standard Way

  Fareham

  Hampshire

  PO16 8XT

  UNITED KINGDOM

  Phone

  +441329288924

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

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  • · : This permission is limited to credit broking of consumer hire agreements or hire-purchase agreements and, unless the firm is a not-for profit body, under which the obligation of the borrower to repay is not secured, and is not to be secured, by a legal mortgage on land

• Debt Advice

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  • · This permission is limited to debt counselling with no debt management activity

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Credit Score Services

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  • · This permission is limited to not carrying out credit repair services

• Beveley Ann Marner

  IRN BAM01046

  • SMF17 Money Laundering Reporting Officer (MLRO) (since 6 Sep 2024)
  • SMF16 Compliance Oversight (since 6 Sep 2024)
  • SMF3 Executive Director (since 20 Mar 2022)
• David Andrew Moteane

  IRN DAM01234

  • CF30 Customer (5 Aug 2013 to 21 Dec 2015)
• James Antony Jeffries

  IRN JXJ00013

  • CF30 Customer (27 Feb 2014 to 25 Mar 2015)
• Jason Mark Cozens

  IRN JXC00155

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 7. Giving personal recommendations on long-term care insurance contracts
  • SMF3 Executive Director (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Manager of certification employee (since 9 Dec 2019)
  • Responsible for Insurance Distribution (since 1 Oct 2018)
  • [FCA CF] Significant management (9 Dec 2019 to 30 Mar 2021)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 19 Sep 2024)
  • SMF16 Compliance Oversight (9 Dec 2019 to 19 Sep 2024)
  • Responsibility for MCD Intermediation (21 Mar 2016 to 22 Apr 2021)
  • CF11 Money Laundering Reporting (10 Jun 2009 to 8 Dec 2019)
  • Responsible for Insurance Mediation (10 Jun 2009 to 30 Sep 2018)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF21 Investment Adviser (28 Nov 2006 to 31 Oct 2007)
  • CF10 Compliance Oversight (28 Nov 2006 to 8 Dec 2019)
  • CF1 Director (28 Nov 2006 to 8 Dec 2019)
• Keith Andrew Farrow

  IRN KAF00009

  • CF30 Customer (1 Nov 2007 to 31 May 2009)
  • CF24 Pension Transfer Specialist (28 Nov 2006 to 31 Oct 2007)
  • CF21 Investment Adviser (28 Nov 2006 to 31 Oct 2007)
  • CF11 Money Laundering Reporting (28 Nov 2006 to 31 May 2009)
  • CF1 Director (28 Nov 2006 to 17 Nov 2010)
• Lynne Hazel Ball

  IRN LHB01017

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • SMF3 Executive Director (since 24 Mar 2022)
  • Responsible for Insurance Distribution (since 24 Mar 2022)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF30 Customer (12 Nov 2013 to 8 Dec 2019)
• Simon Nicholas Rustell

  IRN SNR00004

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 26 Mar 2021)
  • [FCA CF] Significant management (9 Dec 2019 to 26 Mar 2021)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 26 Mar 2021)
  • SMF3 Executive Director (9 Dec 2019 to 26 Mar 2021)
  • Responsible for Insurance Distribution (1 Oct 2018 to 26 Mar 2021)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • Responsible for Insurance Mediation (28 Nov 2006 to 30 Sep 2018)
  • CF1 Director (28 Nov 2006 to 8 Dec 2019)
  • CF21 Investment Adviser (28 Nov 2006 to 31 Oct 2007)
  • CF3 Chief Executive (28 Nov 2006 to 29 Nov 2019)
  • CF8 Apportionment and Oversight (28 Nov 2006 to 31 Mar 2009)
• Sophie Hitchman

  IRN SXS02392

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 30 Mar 2023)
  • [FCA CF] Functions requiring qualifications (since 30 Mar 2023)
• Stephen Nicholas Chafer

  IRN SNC00004

  • 7. Giving personal recommendations on long-term care insurance contracts
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF30 Customer (6 Apr 2014 to 8 Dec 2019)
• Timothy Joseph Wales

  IRN TJW00001

  • CF30 Customer (2 Jan 2013 to 1 Jun 2015)

No changes recorded yet.