Simon Nicholas Rustell

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • True Potential Wealth Management LLP

    FRN 529810

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 19 Feb 2021)
    • [FCA CF] Client dealing (since 19 Feb 2021)
  • NEWMAN COZENS LIMITED (no longer approved here)

    FRN 456286

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 26 Mar 2021)
    • [FCA CF] Significant management (9 Dec 2019 to 26 Mar 2021)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 26 Mar 2021)
    • SMF3 Executive Director (9 Dec 2019 to 26 Mar 2021)
    • Responsible for Insurance Distribution (1 Oct 2018 to 26 Mar 2021)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF1 Director (28 Nov 2006 to 8 Dec 2019)
    • Responsible for Insurance Mediation (28 Nov 2006 to 30 Sep 2018)
    • CF8 Apportionment and Oversight (28 Nov 2006 to 31 Mar 2009)
    • CF3 Chief Executive (28 Nov 2006 to 29 Nov 2019)
    • CF21 Investment Adviser (28 Nov 2006 to 31 Oct 2007)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • CF21 Investment Adviser (1 Dec 2001 to 24 May 2002)
    • CF1 Director (AR) (1 Dec 2001 to 30 Nov 2006)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 25 Mar 2003)
  • Newman Cozens Limited (no longer approved here)

    FRN 200348

    • Employed By (30 Jul 2001 to 30 Nov 2006)

Recent activity

Updates to this individual's record on the FCA register.

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