Sophie Hitchman

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • NEWMAN COZENS LIMITED

    FRN 456286

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 30 Mar 2023)
    • [FCA CF] Functions requiring qualifications (since 30 Mar 2023)
  • Nationwide Building Society (no longer approved here)

    FRN 106078

    • CF30 Customer (29 Nov 2011 to 4 Feb 2013)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF30 Customer (3 May 2011 to 15 Aug 2011)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.