Keith Andrew Farrow

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • QUILTER FINANCIAL SERVICES LIMITED

    FRN 440703

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 4 Jun 2025)
  • Quilter Financial Planning Solutions Limited

    FRN 184591

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • CF30 Customer (18 May 2009 to 8 Dec 2019)
  • NEWMAN COZENS LIMITED (no longer approved here)

    FRN 456286

    • CF30 Customer (1 Nov 2007 to 31 May 2009)
    • CF11 Money Laundering Reporting (28 Nov 2006 to 31 May 2009)
    • CF1 Director (28 Nov 2006 to 17 Nov 2010)
    • CF21 Investment Adviser (28 Nov 2006 to 31 Oct 2007)
    • CF24 Pension Transfer Specialist (28 Nov 2006 to 31 Oct 2007)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 30 Nov 2006)
    • CF1 Director (AR) (1 Dec 2001 to 30 Nov 2006)
  • Newman Cozens Limited (no longer approved here)

    FRN 200348

    • Employed By (1 Dec 2001 to 30 Nov 2006)

Recent activity

Updates to this individual's record on the FCA register.

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