Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
True Potential Wealth Management LLP
FRN 529810
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Functions requiring qualifications (since 23 Dec 2022)
- [FCA CF] Client dealing (since 23 Dec 2022)
-
- [FCA CF] Client dealing (9 Dec 2019 to 30 Jun 2023)
- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 30 Jun 2023)
- CF1 Director (AR) (22 Feb 2019 to 17 Aug 2023)
- CF30 Customer (22 Feb 2019 to 17 Aug 2023)
-
- CF1 Director (AR) (4 Feb 2019 to 7 Feb 2019)
- CF30 Customer (4 Feb 2019 to 7 Feb 2019)
-
- CF30 Customer (20 Feb 2018 to 21 Dec 2018)
- CF1 Director (AR) (20 Feb 2018 to 21 Dec 2018)
-
- CF30 Customer (11 Feb 2016 to 23 Feb 2017)
-
- CF21 Investment Adviser (27 Dec 2006 to 16 May 2007)
- CF22 Investment Adviser (Trainee) (10 Mar 2006 to 27 Dec 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.