MARSHALL PENSION & FINANCIAL PLANNING LTD

• Principal Place of Business

  2 Pykerley Road

  Monkseaton

  Whitley Bay

  Tyne and Wear

  NE25 8EN

  UNITED KINGDOM

  Phone

  +441912903689

  Web

  https://www.marshallpfp.co.uk

• Complaints Contact

  2 Pykerley road

  Monkseaton

  Whitley Bay

  Tyne and Wear

  NE25 8EN

  UNITED KINGDOM

  Phone

  +441912903689

  Web

  https://www.marshallpfp.co.uk

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

  Show 1 limitation Hide limitations

  • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Credit Score Services

  Show 1 limitation Hide limitations

  • · This permission is limited to not carrying out credit repair services

• Deborah Horn

  IRN DXJ01186

  • Appointed representative dealing with clients for which they require qualification (1 Apr 2023 to 31 Oct 2023)
• Declan Iain Harrington

  IRN DLH00002

  • [FCA CF] Client dealing (9 Dec 2019 to 30 Jun 2023)
  • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 30 Jun 2023)
  • CF30 Customer (22 Feb 2019 to 17 Aug 2023)
  • CF1 Director (AR) (22 Feb 2019 to 17 Aug 2023)
• John William Marshall

  IRN JWM00006

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • Responsibility for MCD Intermediation (since 1 Feb 2019)
  • Responsible for Insurance Distribution (since 1 Oct 2018)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 26 Sep 2025)
  • CF11 Money Laundering Reporting (1 Sep 2017 to 8 Dec 2019)
  • CF30 Customer (1 Sep 2017 to 8 Dec 2019)
  • CF10 Compliance Oversight (1 Sep 2017 to 8 Dec 2019)
  • CF1 Director (1 Sep 2017 to 8 Dec 2019)
  • Responsible for Insurance Mediation (1 Sep 2017 to 30 Sep 2018)
• Kerry Davison

  IRN KXD00001

  • CF1 Director (AR) (28 Jan 2020 to 11 Oct 2021)
• Lyn Dodds

  IRN LXD00157

  • Appointed representative dealing with clients for which they require qualification (1 Jun 2021 to 23 Apr 2022)
• Marcos Kairinos

  IRN MXK00502

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 1 Mar 2025)
  • [FCA CF] Client dealing (since 1 Mar 2025)
• Paul McAtominey

  IRN PXM00065

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 15 Dec 2020)
  • [FCA CF] Functions requiring qualifications (since 15 Dec 2020)
• Suzanne Martin

  IRN SXM00382

  • [FCA CF] Client dealing (1 Sep 2020 to 2 Sep 2020)
  • Appointed representative dealing with clients for which they require qualification (1 Sep 2020 to 23 Mar 2022)
• Thomas Oliver

  IRN TXO00005

  • [FCA CF] Client dealing (9 Dec 2019 to 28 May 2024)
  • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 28 May 2024)
  • CF30 Customer (12 Apr 2019 to 28 May 2024)
  • CF1 Director (AR) (12 Apr 2019 to 28 May 2024)

• Baxter Pearse Financial Consultants Limited (no longer appointed)

  FRN 620573 · Appointed 1 Jul 2021 · Until 4 Apr 2022

• Davison Wealth Management Ltd (no longer appointed)

  FRN 919810 · Appointed 20 Jan 2020 · Until 19 Oct 2021

• Oliver Financial Partnership Ltd (no longer appointed)

  FRN 193494 · Appointed 5 Apr 2019 · Until 18 Jun 2024

• Layfield Wealth Management Ltd (no longer appointed)

  FRN 801280 · Appointed 11 Feb 2019 · Until 27 Oct 2023

No changes recorded yet.