Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 1 Mar 2025)
    • [FCA CF] Client dealing (since 1 Mar 2025)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • [FCA CF] Functions requiring qualifications (21 Mar 2024 to 24 Feb 2025)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • Appointed representative dealing with clients for which they require qualification (10 May 2022 to 28 Nov 2023)
    • CF30 Customer (26 Apr 2022 to 28 Nov 2023)
  • 2mtrust (no longer approved here)

    FRN 215206

    • (9)Employed By (26 Apr 2022 to 28 Nov 2023)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.