Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • MARSHALL PENSION & FINANCIAL PLANNING LTD (no longer approved here)

    FRN 781168

    • CF1 Director (AR) (28 Jan 2020 to 11 Oct 2021)
  • Davison Wealth Management Ltd (no longer approved here)

    FRN 919810

    • Employed By (28 Jan 2020 to 11 Oct 2021)
  • Pilling Financial Ltd (no longer approved here)

    FRN 625337

    • SMF16 Compliance Oversight (9 Dec 2019 to 28 Jan 2020)
    • SMF3 Executive Director (9 Dec 2019 to 6 Feb 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 28 Jan 2020)
    • Responsible for Insurance Distribution (1 Oct 2018 to 28 Jan 2020)
    • Responsibility for MCD Intermediation (21 Mar 2016 to 28 Jan 2020)
    • Responsible for Insurance Mediation (1 Oct 2014 to 30 Sep 2018)
    • CF30 Customer (1 Oct 2014 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (1 Oct 2014 to 8 Dec 2019)
    • CF10 Compliance Oversight (1 Oct 2014 to 8 Dec 2019)
    • CF1 Director (1 Oct 2014 to 8 Dec 2019)
  • D & P Asset Management Limited (no longer approved here)

    FRN 222039

    • (6)Employed By (23 Jan 2003 to 30 Sep 2014)
  • Denton Woodhouse Limited (no longer approved here)

    FRN 201800

    • (12)Employed By (1 Dec 2001 to 5 Dec 2002)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (12)Employed By at Denton Woodhouse Limited