Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF1 Director (AR) (28 Jan 2020 to 11 Oct 2021)
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- Employed By (28 Jan 2020 to 11 Oct 2021)
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- SMF16 Compliance Oversight (9 Dec 2019 to 28 Jan 2020)
- SMF3 Executive Director (9 Dec 2019 to 6 Feb 2020)
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 28 Jan 2020)
- Responsible for Insurance Distribution (1 Oct 2018 to 28 Jan 2020)
- Responsibility for MCD Intermediation (21 Mar 2016 to 28 Jan 2020)
- Responsible for Insurance Mediation (1 Oct 2014 to 30 Sep 2018)
- CF30 Customer (1 Oct 2014 to 8 Dec 2019)
- CF11 Money Laundering Reporting (1 Oct 2014 to 8 Dec 2019)
- CF10 Compliance Oversight (1 Oct 2014 to 8 Dec 2019)
- CF1 Director (1 Oct 2014 to 8 Dec 2019)
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- (6)Employed By (23 Jan 2003 to 30 Sep 2014)
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- (12)Employed By (1 Dec 2001 to 5 Dec 2002)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function added: (12)Employed By at Denton Woodhouse Limited