Thomas Oliver

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • True Potential Wealth Management LLP

    FRN 529810

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 16 Aug 2023)
    • [FCA CF] Client dealing (since 16 Aug 2023)
  • MARSHALL PENSION & FINANCIAL PLANNING LTD (no longer approved here)

    FRN 781168

    • [FCA CF] Client dealing (9 Dec 2019 to 28 May 2024)
    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 28 May 2024)
    • CF1 Director (AR) (12 Apr 2019 to 28 May 2024)
    • CF30 Customer (12 Apr 2019 to 28 May 2024)
  • Oliver Financial Partnership Ltd (no longer approved here)

    FRN 193494

    • (3)Employed By (6 Mar 2000 to 29 Dec 2006)

Recent activity

Updates to this individual's record on the FCA register.

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