Garry Mark Appleton

Last updated
6 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Flying Colours Investment Management Limited

    FRN 922882

    • SMF3 Executive Director (since 31 Oct 2025)
    • SMF16 Compliance Oversight (since 31 Oct 2025)
    • SMF1 Chief Executive (since 31 Oct 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (4 Jan 2021 to 21 May 2025)
    • SMF3 Executive Director (4 Jan 2021 to 2 Jan 2025)
    • SMF16 Compliance Oversight (4 Jan 2021 to 21 May 2025)
  • Flying Colours Advice Limited

    FRN 672022

    • SMF1 Chief Executive (since 11 Jul 2025)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (AR) (3 Sep 2020 to 3 Aug 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 20 Feb 2025)
    • CF1 Director (20 Dec 2018 to 8 Dec 2019)
    • CF10 Compliance Oversight (20 Dec 2018 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (20 Dec 2018 to 8 Dec 2019)
  • Stonebridge Mortgage Solutions Ltd (no longer approved here)

    FRN 454811

    • CF1 Director (AR) (6 Jun 2023 to 30 Jun 2023)
  • Digital Moneybox Limited (no longer approved here)

    FRN 712935

    • CF10 Compliance Oversight (9 Apr 2018 to 4 Jan 2019)
    • CF11 Money Laundering Reporting (9 Apr 2018 to 4 Jan 2019)
  • Evelyn Partners Securities (no longer approved here)

    FRN 124255

    • CF10 Compliance Oversight (2 Aug 2016 to 31 Jul 2017)
    • CF11 Money Laundering Reporting (2 Aug 2016 to 31 Jul 2017)
    • CF1 Director (2 Aug 2016 to 31 Jul 2017)
  • HW Financial Services Limited (no longer approved here)

    FRN 134190

    • CF1 Director (2 Aug 2016 to 31 Jul 2017)
    • CF10 Compliance Oversight (2 Aug 2016 to 31 Jul 2017)
    • CF11 Money Laundering Reporting (2 Aug 2016 to 31 Jul 2017)
  • Evelyn Partners Financial Planning Limited (no longer approved here)

    FRN 136414

    • CF1 Director (2 Aug 2016 to 31 Jul 2017)
    • CF11 Money Laundering Reporting (10 Jul 2014 to 31 Jul 2017)
    • CF10 Compliance Oversight (10 Jul 2014 to 31 Jul 2017)
  • TILNEY DISCRETIONARY PORTFOLIO MANAGEMENT LIMITED (no longer approved here)

    FRN 142989

    • CF1 Director (2 Aug 2016 to 31 Jul 2017)
    • CF11 Money Laundering Reporting (10 Jul 2014 to 31 Jul 2017)
    • CF10 Compliance Oversight (10 Jul 2014 to 31 Jul 2017)
  • Evelyn Partners Discretionary Investment Management Limited (no longer approved here)

    FRN 147103

    • CF1 Director (2 Aug 2016 to 31 Jul 2017)
    • CF11 Money Laundering Reporting (18 Aug 2015 to 31 Jul 2017)
    • CF10 Compliance Oversight (18 Aug 2015 to 31 Jul 2017)
  • Evelyn Partners Investment Management Services Limited (no longer approved here)

    FRN 165169

    • CF11 Money Laundering Reporting (2 Aug 2016 to 31 Jul 2017)
    • CF1 Director (2 Aug 2016 to 31 Jul 2017)
    • CF10 Compliance Oversight (2 Aug 2016 to 31 Jul 2017)
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Recent activity

Updates to this individual's record on the FCA register.

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