Flying Colours Investment Management Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
2nd FloorGreenwood HouseLondon RoadBracknellBerkshireRG12 2AAUNITED KINGDOM- Phone
- +443332419900
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Complaints Contact
2nd FloorGreenwood HouseLondon RoadBracknellBerkshireRG12 2AAUNITED KINGDOM- Phone
- +443332419900
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Arranges Asset Safekeeping
For Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
Show 3 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Stockbroking
For Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Investment Setup
For Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Manages Your Portfolio
For Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Alexander Philip Lorenz
IRN AXL00225
- [FCA CF] Significant management (since 3 Nov 2025)
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Clive Stanford Summers
IRN CXS26626
- SMF16 Compliance Oversight (20 May 2025 to 30 Oct 2025)
- SMF17 Money Laundering Reporting Officer (MLRO) (20 May 2025 to 30 Oct 2025)
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Garry Mark Appleton
IRN GMA00003
- SMF1 Chief Executive (since 31 Oct 2025)
- SMF16 Compliance Oversight (since 31 Oct 2025)
- SMF3 Executive Director (since 31 Oct 2025)
- SMF17 Money Laundering Reporting Officer (MLRO) (4 Jan 2021 to 21 May 2025)
- SMF16 Compliance Oversight (4 Jan 2021 to 21 May 2025)
- SMF3 Executive Director (4 Jan 2021 to 2 Jan 2025)
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Guy Myles
IRN GBM01020
- [FCA CF] Client dealing (since 1 Dec 2021)
- SMF3 Executive Director (since 4 Jan 2021)
- SMF1 Chief Executive (4 Jan 2021 to 31 Oct 2025)
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James Shenton
IRN JES01087
- SMF3 Executive Director (4 Jan 2021 to 14 Dec 2021)
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Jon Dominey
IRN JFD01071
- SMF3 Executive Director (4 Jan 2021 to 30 Jun 2024)
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Nicholas Tattersall
IRN NXT01182
- Director of firm who is not a certification employee or a SMF manager (25 Apr 2023 to 28 Feb 2025)
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Renzo Henri Dominique Desbordes
IRN RHD01046
- SMF3 Executive Director (since 19 Nov 2024)
- [FCA CF] Client dealing (since 19 Sep 2022)
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Sarah Jane Bond
IRN SJB00214
- SMF3 Executive Director (since 31 Oct 2025)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 31 Oct 2025)
- SMF3 Executive Director (21 Jul 2022 to 2 Jan 2025)
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.