Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Flying Colours Investment Management Limited (no longer approved here)

    FRN 922882

    • SMF3 Executive Director (4 Jan 2021 to 14 Dec 2021)
  • Flying Colours Advice Limited (no longer approved here)

    FRN 672022

    • SMF3 Executive Director (9 Dec 2019 to 14 Dec 2021)
    • [FCA CF] Client dealing (9 Dec 2019 to 14 Dec 2021)
    • CF30 Customer (17 Dec 2015 to 8 Dec 2019)
    • CF1 Director (17 Dec 2015 to 8 Dec 2019)
  • Octopus Investments Limited (no longer approved here)

    FRN 194779

    • CF30 Customer (1 Nov 2007 to 20 Jan 2010)
    • CF27 Investment Management (27 Apr 2004 to 31 Oct 2007)
    • CF21 Investment Adviser (6 Oct 2003 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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