Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 1 Dec 2021)
    • SMF3 Executive Director (since 4 Jan 2021)
    • SMF1 Chief Executive (4 Jan 2021 to 31 Oct 2025)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • SMF1 Chief Executive (9 Dec 2019 to 11 Jul 2025)
    • CF3 Chief Executive (17 Dec 2015 to 8 Dec 2019)
    • CF1 Director (17 Dec 2015 to 8 Dec 2019)
    • CF10 Compliance Oversight (17 Dec 2015 to 12 Jun 2017)
    • CF11 Money Laundering Reporting (17 Dec 2015 to 21 Dec 2018)
    • CF30 Customer (17 Dec 2015 to 8 Dec 2019)
    • Responsible for Insurance Mediation (17 Dec 2015 to 30 Sep 2018)
  • Octopus AIF Management Limited (no longer approved here)

    FRN 615467

    • CF30 Customer (22 Jul 2014 to 24 Feb 2015)
  • Octopus Investments Limited (no longer approved here)

    FRN 194779

    • CF30 Customer (1 Nov 2007 to 2 Jun 2011)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 1 May 2005)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 30 Jun 2003)
    • CF3 Chief Executive (1 Dec 2001 to 30 Jun 2003)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
    • CF1 Director (1 Dec 2001 to 31 Jul 2014)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.