Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Flying Colours Investment Management Limited
FRN 922882
- [FCA CF] Client dealing (since 1 Dec 2021)
- SMF3 Executive Director (since 4 Jan 2021)
- SMF1 Chief Executive (4 Jan 2021 to 31 Oct 2025)
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Flying Colours Advice Limited
FRN 672022
- [FCA CF] Client dealing (since 9 Dec 2019)
- SMF3 Executive Director (since 9 Dec 2019)
- Responsible for Insurance Distribution (since 1 Oct 2018)
- SMF1 Chief Executive (9 Dec 2019 to 11 Jul 2025)
- CF3 Chief Executive (17 Dec 2015 to 8 Dec 2019)
- CF1 Director (17 Dec 2015 to 8 Dec 2019)
- CF10 Compliance Oversight (17 Dec 2015 to 12 Jun 2017)
- CF11 Money Laundering Reporting (17 Dec 2015 to 21 Dec 2018)
- CF30 Customer (17 Dec 2015 to 8 Dec 2019)
- Responsible for Insurance Mediation (17 Dec 2015 to 30 Sep 2018)
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- CF30 Customer (22 Jul 2014 to 24 Feb 2015)
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- CF30 Customer (1 Nov 2007 to 2 Jun 2011)
- CF8 Apportionment and Oversight (1 Dec 2001 to 1 May 2005)
- CF11 Money Laundering Reporting (1 Dec 2001 to 30 Jun 2003)
- CF3 Chief Executive (1 Dec 2001 to 30 Jun 2003)
- CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
- CF1 Director (1 Dec 2001 to 31 Jul 2014)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.