Garry Mark Appleton

Last updated
6 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Evelyn Partners Investment Management Services Limited (no longer approved here)

    FRN 165169

    • CF1 Director (2 Aug 2016 to 31 Jul 2017)
    • CF10 Compliance Oversight (2 Aug 2016 to 31 Jul 2017)
    • CF11 Money Laundering Reporting (2 Aug 2016 to 31 Jul 2017)
  • Evelyn Partners Asset Management Limited (no longer approved here)

    FRN 223074

    • CF1 Director (2 Aug 2016 to 31 Jul 2017)
    • CF10 Compliance Oversight (2 Aug 2016 to 31 Jul 2017)
    • CF11 Money Laundering Reporting (2 Aug 2016 to 31 Jul 2017)
  • Mobius Life Limited (no longer approved here)

    FRN 189098

    • CF28 Systems and controls (30 Jun 2010 to 18 May 2012)
    • CF14 Risk Assessment (19 Apr 2004 to 7 Sep 2005)
    • CF1 Director (1 Jan 2004 to 7 Sep 2005)
    • CF11 Money Laundering Reporting (14 Mar 2003 to 14 Nov 2005)
    • CF10 Compliance Oversight (28 Jan 2003 to 14 Nov 2005)

Recent activity

Updates to this individual's record on the FCA register.

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