Mobius Life Limited

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FRN: 189098
Date authorised: 1 April 2013
Companies House: 03104978
Last scraped: 3 weeks ago

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Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

2 Copthall Avenue

LONDON

EC2R 7DA

UNITED KINGDOM

Phone

+442078473300

Web

https://www.mobiuslife.co.uk
Complaints Contact

2 Copthall Avenue

LONDON

EC2R 7DA

UNITED KINGDOM

Phone

+442078473300

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

Bank Deposits

For All, Deposit
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- · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Stakeholder pension scheme, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Arranges Asset Safekeeping

For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Stakeholder pension scheme, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Manages Insurance Policies

For All, Life and annuity, Linked long-term, Pension fund management
Stockbroking

For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Stakeholder pension scheme, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Trades With You Directly

For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Stakeholder pension scheme
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Issues Insurance

For All, Life and annuity, Linked long-term, Pension fund management
Investment Setup

For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Stakeholder pension scheme, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Holds Your Assets

For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Stakeholder pension scheme, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Adrian Philip Swales
IRN APS00030
- SMF1 Chief Executive (10 Dec 2018 to 26 Oct 2022)
- SIMF1 Chief Executive Function (7 Mar 2016 to 9 Dec 2018)
- CF3 Chief Executive (5 Feb 2013 to 6 Mar 2016)
- CF1 Director (1 Jun 2012 to 6 Mar 2016)
- CF30 Customer (1 Jun 2012 to 9 Dec 2018)
Alan Francois Hubbard
IRN AFH01017
- CF1 Director (28 Jan 2003 to 7 Mar 2006)
Alan Mowat
IRN AXM01968
- CF14 Risk Assessment (22 Sep 2005 to 1 Dec 2006)
- CF13 Finance (20 May 2004 to 28 Feb 2006)
- CF8 Apportionment and Oversight (14 Jul 2003 to 1 Feb 2006)
- CF1 Director (28 Jan 2003 to 16 Nov 2009)
Alastair William Muirhead
IRN AWM01054
- SMF7 Group Entity Senior Manager (since 9 Jan 2020)
Alexandra Kim Durniat
IRN AKD01031
- SIMF4 Chief Risk Function (7 Jun 2017 to 28 Sep 2018)
Andre Francois Holtshausen
IRN AXH01448
- CF15 Internal Audit (28 Jan 2003 to 1 Feb 2006)
Andrew James Macfie
IRN AJM01241
- SMF7 Group Entity Senior Manager (10 Dec 2018 to 1 Oct 2019)
- SIMF7 Group Entity Senior Insurance Manager Function (11 May 2017 to 9 Dec 2018)
- CF2 Non Executive Director (13 May 2014 to 6 Mar 2016)
Andrew Robert Graham Newton
IRN AGN01018
- SIMF2 Chief Finance Function (7 Mar 2016 to 1 Feb 2017)
- CF1 Director (29 Feb 2016 to 6 Mar 2016)
- CF11 Money Laundering Reporting (28 Sep 2010 to 28 Apr 2011)
- CF10 Compliance Oversight (28 Sep 2010 to 28 Apr 2011)
- CF28 Systems and controls (1 Nov 2007 to 28 Apr 2011)
- CF13 Finance (6 Feb 2007 to 31 Oct 2007)
Anthony Peter Cunningham
IRN APC01122
- CF2 Non Executive Director (17 Dec 2004 to 17 May 2007)
- CF1 Director (29 Jan 2003 to 17 Dec 2004)
Brian Smith
IRN BXS01769
- CF1 Director (27 Nov 2013 to 30 Sep 2015)
- CF29 Significant management (28 Jun 2013 to 21 Jan 2014)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Aegon Asset Management Ltd (no longer appointed)
FRN 515464 · Appointed 11 May 2017 · Until 30 Jun 2025

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.