Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF7 Group Entity Senior Manager (since 9 Jan 2020)
  • Phoenix Equity Partners Limited (no longer approved here)

    FRN 147966

    • SMF3 Executive Director (9 Dec 2019 to 1 Apr 2021)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (31 Jan 2005 to 31 Mar 2009)
    • CF3 Chief Executive (31 Jan 2005 to 29 Jul 2015)
    • CF1 Director (1 Dec 2001 to 8 Dec 2019)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 29 Jul 2015)
    • CF10 Compliance Oversight (1 Dec 2001 to 1 Feb 2004)
  • Key Retirement Solutions Limited (no longer approved here)

    FRN 224987

    • CF2 Non Executive Director (24 Oct 2013 to 4 Aug 2017)
  • more 2 life Ltd (no longer approved here)

    FRN 459669

    • CF2 Non Executive Director (24 Oct 2013 to 4 Aug 2017)
  • Partnership Home Loans Limited (no longer approved here)

    FRN 305177

    • CF2 Non Executive Director (29 Jun 2006 to 5 Aug 2008)
  • Partnership Life Assurance Company Limited (no longer approved here)

    FRN 436171

    • CF2 Non Executive Director (30 Sep 2005 to 5 Aug 2008)

Recent activity

Updates to this individual's record on the FCA register.

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