Phoenix Equity Partners Limited

Date authorised
1 April 2013
Companies House
01786523
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Phoenix Equity Partners
    123 Victoria Street
    London
    Westminster
    SW1E 6DE
    UNITED KINGDOM
    Phone
    +4402074346962
    Web
    https://www.phoenix-equity.com

  • Complaints Contact

    Phoenix Equity Partners
    123 Victoria Street
    London
    Westminster
    SW1E 6DE
    UNITED KINGDOM
    Phone
    +4402074346962

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 2 limitations
    • · Limited to unregulated collective investment scheme share exchange operations and, in carrying on such operations to the specified investments listed other than, all contractually based investments.
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Adam Corbett

    IRN AXC00447

    • [FCA CF] Significant management (31 Dec 2019 to 30 Jun 2023)
    • [PRA CF] Key function holder (31 Dec 2019 to 30 Jun 2023)
  • Adrian Christopher Liddell

    IRN ACL01032

    • CF27 Investment Management (6 May 2004 to 1 Sep 2004)
  • Adrian Michael Yurkwich

    IRN AMY01007

    • CF27 Investment Management (7 Mar 2002 to 1 Jul 2005)
    • CF1 Director (1 Dec 2001 to 1 Jul 2005)
  • Alastair William Muirhead

    IRN AWM01054

    • SMF3 Executive Director (9 Dec 2019 to 1 Apr 2021)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (31 Jan 2005 to 31 Mar 2009)
    • CF3 Chief Executive (31 Jan 2005 to 29 Jul 2015)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
    • CF10 Compliance Oversight (1 Dec 2001 to 1 Feb 2004)
    • CF1 Director (1 Dec 2001 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 29 Jul 2015)
  • Alexandra Patricia Vey

    IRN AXV00068

    • [FCA CF] Significant management (since 30 Dec 2020)
  • Ana Tomova

    IRN AXT00238

    • [FCA CF] Significant management (since 30 Dec 2020)
  • Andrew Deakin

    IRN ADD01038

    • CF30 Customer (1 Nov 2007 to 1 Mar 2013)
    • CF1 Director (5 May 2006 to 1 Mar 2013)
    • CF27 Investment Management (1 Sep 2002 to 31 Oct 2007)
  • Barry John Robinson

    IRN BJR01056

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (21 Oct 2019 to 8 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF27 Investment Management (1 Jan 2007 to 31 Oct 2007)
  • Benedict Edward Hector Holden

    IRN BXH00158

    • [FCA CF] Significant management (since 30 Dec 2020)
  • Christopher James Neale

    IRN CJN01034

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF30 Customer (5 Nov 2018 to 8 Dec 2019)
    • CF1 Director (5 Nov 2018 to 8 Dec 2019)
Show more

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.