Phoenix Equity Partners Limited

Date authorised
1 April 2013
Companies House
01786523
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Phoenix Equity Partners
    123 Victoria Street
    London
    Westminster
    SW1E 6DE
    UNITED KINGDOM
    Phone
    +4402074346962
    Web
    https://www.phoenix-equity.com

  • Complaints Contact

    Phoenix Equity Partners
    123 Victoria Street
    London
    Westminster
    SW1E 6DE
    UNITED KINGDOM
    Phone
    +4402074346962

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 2 limitations
    • · Limited to unregulated collective investment scheme share exchange operations and, in carrying on such operations to the specified investments listed other than, all contractually based investments.
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Christopher Stewart Hanna

    IRN CSH01030

    • CF30 Customer (1 Nov 2007 to 18 Mar 2011)
    • CF27 Investment Management (11 Jul 2006 to 31 Oct 2007)
  • David Burns

    IRN DXB01430

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF1 Director (1 Dec 2001 to 8 Dec 2019)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
  • David John Gregson

    IRN DJG01165

    • CF30 Customer (1 Nov 2007 to 1 Jul 2012)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
    • CF3 Chief Executive (1 Dec 2001 to 1 Feb 2005)
    • CF1 Director (1 Dec 2001 to 1 Jul 2012)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 1 Feb 2005)
  • Edmund Charles Haworth Reed

    IRN ECR01008

    • CF27 Investment Management (15 Apr 2003 to 3 Sep 2004)
  • James Chiang

    IRN JXC00563

    • [FCA CF] Significant management (since 30 Dec 2020)
  • James Graham

    IRN JXG01790

    • CF30 Customer (11 Jun 2013 to 25 Apr 2014)
  • James Jonathan Squires

    IRN JJS01137

    • SMF3 Executive Director (15 Jul 2022 to 7 Feb 2025)
    • [FCA CF] Material risk taker (30 Dec 2020 to 20 Mar 2025)
    • [FCA CF] Manager of certification employee (30 Dec 2020 to 20 Mar 2025)
    • [FCA CF] Significant management (30 Dec 2020 to 20 Mar 2025)
  • James Michael Booth

    IRN JMB01254

    • CF30 Customer (1 Nov 2007 to 1 Nov 2010)
    • CF27 Investment Management (14 Jul 2003 to 31 Oct 2007)
  • James Richard Hope

    IRN JXH00585

    • [FCA CF] Significant management (since 30 Dec 2020)
  • James Robert Thomas

    IRN JRT01055

    • SMF3 Executive Director (9 Dec 2019 to 30 Aug 2023)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF1 Director (1 Dec 2001 to 8 Dec 2019)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
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Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.