Phoenix Equity Partners Limited

Date authorised
1 April 2013
Companies House
01786523
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Phoenix Equity Partners
    123 Victoria Street
    London
    Westminster
    SW1E 6DE
    UNITED KINGDOM
    Phone
    +4402074346962
    Web
    https://www.phoenix-equity.com

  • Complaints Contact

    Phoenix Equity Partners
    123 Victoria Street
    London
    Westminster
    SW1E 6DE
    UNITED KINGDOM
    Phone
    +4402074346962

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 2 limitations
    • · Limited to unregulated collective investment scheme share exchange operations and, in carrying on such operations to the specified investments listed other than, all contractually based investments.
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • John Rastrick

    IRN JXR01727

    • CF30 Customer (7 Apr 2008 to 23 Jan 2015)
    • CF1 Director (7 Apr 2008 to 23 Jan 2015)
  • Kathyrn Elizabeth Purves

    IRN KEH01039

    • CF27 Investment Management (1 Jul 2005 to 9 Oct 2006)
  • Kevin Jennings Keck

    IRN KJK01035

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 4 Nov 2025)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF1 Director (18 Nov 2004 to 8 Dec 2019)
    • CF27 Investment Management (1 Sep 2002 to 31 Oct 2007)
  • Kian James Henry

    IRN KXH00490

    • [FCA CF] Client dealing (since 28 Nov 2025)
  • Lauren Sinclair-Williams

    IRN LXS00733

    • [FCA CF] Significant management (since 20 Mar 2025)
  • Louise Hardman Corner

    IRN LHL01006

    • SMF16 Compliance Oversight (since 2 Apr 2024)
    • SMF3 Executive Director (since 1 Jul 2023)
    • [FCA CF] Significant management (since 30 Dec 2020)
    • CF30 Customer (1 Jan 2008 to 8 Dec 2019)
  • Mark Peter Sargeant

    IRN MXS01967

    • SMF3 Executive Director (9 Dec 2019 to 30 Aug 2024)
    • CF1 Director (4 Sep 2018 to 8 Dec 2019)
    • CF30 Customer (1 Jan 2008 to 8 Dec 2019)
  • Martin Gregory Smith

    IRN MGS01034

    • CF1 Director (1 Dec 2001 to 1 Jan 2004)
    • CF27 Investment Management (1 Dec 2001 to 31 Dec 2006)
  • Matthew John Mellon

    IRN MJM01537

    • [FCA CF] Significant management (since 28 Nov 2025)
  • Philip Hugh Lenon

    IRN PHL01018

    • [FCA CF] Client dealing (since 20 Mar 2025)
    • SMF3 Executive Director (9 Dec 2019 to 15 Jan 2025)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
    • CF1 Director (1 Dec 2001 to 8 Dec 2019)
Show more

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.