Martin Gregory Smith

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Oxford Capital Partners LLP (no longer approved here)
FRN 585981
- CF2 Non Executive Director (30 Jan 2013 to 8 Dec 2019)
Cerno Capital Partners LLP (no longer approved here)
FRN 465408
- CF4 Partner (23 Oct 2008 to 6 Dec 2019)
Phoenix Equity Partners Limited (no longer approved here)
FRN 147966
- CF1 Director (1 Dec 2001 to 1 Jan 2004)
- CF27 Investment Management (1 Dec 2001 to 31 Dec 2006)
Nuveen Management AIFM Limited (no longer approved here)
FRN 194149
- CF2 Non Executive Director (1 Dec 2001 to 29 Aug 2008)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.