Cerno Capital Partners LLP

• Principal Place of Business

  34 Sackville St

  London

  W1S 3ED

  UNITED KINGDOM

  Phone

  +4402070364117

  Web

  https://cernocapital.com

• Complaints Contact

  34 Sackville St

  London

  W1S 3ED

  UNITED KINGDOM

  Phone

  +4402070364117

• P2P Lending Advice

  For Eligible Counterparty, Professional, Retail (Investment)

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Credit Brokering

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Amanda St. Claire Hornby

  IRN ASH01095

  • CF4 Partner (3 May 2007 to 4 Sep 2008)
• Charles Simon Hartley Davies

  IRN CSD01017

  • CF4 Partner (23 Oct 2008 to 6 Dec 2019)
• Christopher Richards

  IRN CDR01057

  • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • SMF27 Partner (since 12 Jan 2026)
  • [FCA CF] Client dealing (since 15 Nov 2023)
  • [FCA CF] Functions requiring qualifications (since 15 Nov 2023)
• Edward Richard Bonsor

  IRN ERB01014

  • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 14. Managing investments
  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • SMF27 Partner (since 12 Jan 2026)
  • [FCA CF] Functions requiring qualifications (since 2 Jun 2025)
  • [FCA CF] Client dealing (since 9 Dec 2020)
  • CF30 Customer (13 Mar 2019 to 8 Dec 2019)
• Fay Fei Ren

  IRN FFR00005

  • [FCA CF] Client dealing (since 9 Dec 2020)
  • CF30 Customer (30 Nov 2017 to 8 Dec 2019)
• Fergus John Nicholas Shaw

  IRN FJS01032

  • [FCA CF] Client dealing (9 Dec 2020 to 31 Dec 2025)
  • [FCA CF] Functions requiring qualifications (9 Dec 2020 to 31 Dec 2025)
  • SMF27 Partner (9 Dec 2019 to 8 Jan 2026)
  • CF4 Partner (12 Feb 2015 to 8 Dec 2019)
  • CF30 Customer (20 Dec 2010 to 8 Dec 2019)
• George Robinson

  IRN GER01016

  • CF4 Partner (23 Oct 2008 to 6 Dec 2019)
• Hugh Patrick Sloane

  IRN HPS01014

  • CF4 Partner (23 Oct 2008 to 6 Dec 2019)
• Ion Sioras

  IRN IXS17791

  • 14. Managing investments
  • 3. Giving personal recommendations on derivatives
  • 13. Giving personal recommendations on and dealing with derivatives
  • SMF27 Partner (since 12 Jan 2026)
  • [FCA CF] Functions requiring qualifications (since 15 May 2024)
  • [FCA CF] Client dealing (since 9 Dec 2020)
  • CF30 Customer (27 Jul 2019 to 8 Dec 2019)
• James Andrew Cave

  IRN JAC01242

  • [FCA CF] Client dealing (23 Nov 2023 to 27 May 2025)

No changes recorded yet.