Cerno Capital Partners LLP

• Principal Place of Business

  34 Sackville St

  London

  W1S 3ED

  UNITED KINGDOM

  Phone

  +4402070364117

  Web

  https://cernocapital.com

• Complaints Contact

  34 Sackville St

  London

  W1S 3ED

  UNITED KINGDOM

  Phone

  +4402070364117

• P2P Lending Advice

  For Eligible Counterparty, Professional, Retail (Investment)

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Credit Brokering

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• James Barclay Spence

  IRN JBS01091

  • [FCA CF] Functions requiring qualifications (9 Dec 2020 to 31 Dec 2025)
  • [FCA CF] Client dealing (9 Dec 2020 to 31 Dec 2025)
  • SMF27 Partner (9 Dec 2019 to 8 Jan 2026)
  • CF4 Partner (19 Mar 2008 to 8 Dec 2019)
  • CF30 Customer (19 Mar 2008 to 8 Dec 2019)
• Janine Catterson

  IRN JXL01491

  • CF30 Customer (30 May 2008 to 29 Dec 2008)
• John David Sebastian Booth

  IRN JDB01090

  • CF4 Partner (23 Oct 2008 to 6 Dec 2019)
• Jonathan Marcus Reed

  IRN JXR01654

  • CF30 Customer (8 Jul 2016 to 8 Jun 2017)
• Joseph Joyce

  IRN JXJ23263

  • SMF27 Partner (since 12 Jan 2026)
  • [FCA CF] Significant management (since 9 Dec 2020)
  • SMF16 Compliance Oversight (since 20 Jan 2020)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 20 Jan 2020)
• Julia Scheufler

  IRN JMS01442

  • CF30 Customer (9 Sep 2013 to 21 Dec 2015)
• Mark Derek Haworth

  IRN MDH01058

  • CF4 Partner (23 Oct 2008 to 6 Dec 2019)
• Martin Gregory Smith

  IRN MGS01034

  • CF4 Partner (23 Oct 2008 to 6 Dec 2019)
• Michael Flitton

  IRN MXF01510

  • SMF27 Partner (since 12 Jan 2026)
  • [FCA CF] Client dealing (since 9 Dec 2020)
  • CF30 Customer (30 Nov 2017 to 8 Dec 2019)
• Momchil Georgiev Durlev

  IRN MGD01056

  • CF30 Customer (26 Jan 2010 to 24 Nov 2010)

No changes recorded yet.