James Barclay Spence

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Cerno Capital Partners LLP (no longer approved here)

    FRN 465408

    • [FCA CF] Client dealing (9 Dec 2020 to 31 Dec 2025)
    • [FCA CF] Functions requiring qualifications (9 Dec 2020 to 31 Dec 2025)
    • SMF27 Partner (9 Dec 2019 to 8 Jan 2026)
    • CF30 Customer (19 Mar 2008 to 8 Dec 2019)
    • CF4 Partner (19 Mar 2008 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.