Cerno Capital Partners LLP

• Principal Place of Business

  34 Sackville St

  London

  W1S 3ED

  UNITED KINGDOM

  Phone

  +4402070364117

  Web

  https://cernocapital.com

• Complaints Contact

  34 Sackville St

  London

  W1S 3ED

  UNITED KINGDOM

  Phone

  +4402070364117

• P2P Lending Advice

  For Eligible Counterparty, Professional, Retail (Investment)

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Credit Brokering

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Naqui Syed Mohammed Mustafa Abbas

  IRN MXA01187

  • CF30 Customer (2 Jan 2013 to 30 Sep 2014)
• Nicholas Charles Morland

  IRN NCM01058

  • CF4 Partner (23 Oct 2008 to 31 Mar 2016)
• Nicholas Michael Hornby

  IRN NMH01034

  • 14. Managing investments
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2020)
  • SMF27 Partner (since 9 Dec 2019)
  • SMF1 Chief Executive (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 20 Feb 2020)
  • SMF16 Compliance Oversight (9 Dec 2019 to 20 Feb 2020)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF8 Apportionment and Oversight (3 May 2007 to 31 Mar 2009)
  • CF3 Chief Executive (3 May 2007 to 8 Dec 2019)
  • CF21 Investment Adviser (3 May 2007 to 31 Oct 2007)
  • CF11 Money Laundering Reporting (3 May 2007 to 8 Dec 2019)
  • CF10 Compliance Oversight (3 May 2007 to 8 Dec 2019)
  • CF4 Partner (3 May 2007 to 8 Dec 2019)
• Olivia Rose Ragna Hopkins

  IRN OXH00061

  • [FCA CF] Client dealing (28 Oct 2022 to 17 Mar 2023)
  • [FCA CF] Functions requiring qualifications (28 Oct 2022 to 17 Mar 2023)
• Richard Oldfield

  IRN RSO00001

  • CF4 Partner (23 Oct 2008 to 6 Dec 2019)
• Richard Thomas Chalmers Chenevix-Trench

  IRN RTC01009

  • CF4 Partner (23 Oct 2008 to 6 Dec 2019)
• Rupert Oliver Rittson-Thomas

  IRN ROR01003

  • CF4 Partner (23 Oct 2008 to 6 Dec 2019)
• Russell Allen Richard Napier

  IRN RAN01058

  • CF4 Partner (23 Oct 2008 to 6 Dec 2019)
• Stephen James McGuinness

  IRN SJM01245

  • CF30 Customer (24 Jul 2009 to 31 Dec 2012)
  • CF4 Partner (23 Oct 2008 to 6 Dec 2019)
• Thomas Edward John Milnes

  IRN TEM01033

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 14. Managing investments
  • SMF27 Partner (since 12 Jan 2026)
  • [FCA CF] Functions requiring qualifications (since 10 Nov 2021)
  • [FCA CF] Client dealing (since 9 Dec 2020)
  • CF30 Customer (18 Jan 2017 to 8 Dec 2019)

No changes recorded yet.