Richard Oldfield

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Oldfield Partners LLP

    FRN 415363

    • [FCA CF] Client dealing (since 19 Aug 2024)
    • SMF27 Partner (since 9 Dec 2019)
    • SMF9 Chair of the Governing Body (28 Jan 2020 to 26 Apr 2022)
    • [FCA CF] Client dealing (9 Dec 2019 to 21 Apr 2023)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF3 Chief Executive (10 Jan 2005 to 5 Oct 2018)
    • CF4 Partner (10 Jan 2005 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (10 Jan 2005 to 31 Oct 2007)
    • CF27 Investment Management (10 Jan 2005 to 31 Oct 2007)
    • CF11 Money Laundering Reporting (10 Jan 2005 to 1 Apr 2011)
    • CF10 Compliance Oversight (10 Jan 2005 to 6 Jan 2006)
  • Oxford University Endowment Management Limited (no longer approved here)

    FRN 479702

    • CF2 Non Executive Director (21 Dec 2011 to 5 Jan 2015)
    • CF1 Director (8 May 2008 to 21 Dec 2011)
  • Cerno Capital Partners LLP (no longer approved here)

    FRN 465408

    • CF4 Partner (23 Oct 2008 to 6 Dec 2019)
  • Alta Advisers Limited (no longer approved here)

    FRN 183239

    • CF27 Investment Management (21 Aug 2002 to 11 Mar 2005)
    • CF1 Director (1 Dec 2001 to 11 Mar 2005)
    • CF21 Investment Adviser (1 Dec 2001 to 21 Aug 2002)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 11 Mar 2005)
    • CF3 Chief Executive (1 Dec 2001 to 11 Mar 2005)

Recent activity

Updates to this individual's record on the FCA register.

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