Oxford University Endowment Management Limited

• Principal Place of Business

  27 Park End Street

  Oxford

  Oxfordshire

  OX1 1HU

  UNITED KINGDOM

  Phone

  +4401865632900

  Web

  https://www.ouem.co.uk

• Complaints Contact

  27 Park End Street

  Oxford

  Oxfordshire

  OX1 1HU

  UNITED KINGDOM

  Phone

  +4401865614978

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Runs Investment Funds

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Alexandra Gladwin

  IRN AXW00006

  • SMF17 Money Laundering Reporting Officer (MLRO) (14 Nov 2020 to 29 Sep 2022)
• Andrew David Hamilton

  IRN ADH01135

  • CF2 Non Executive Director (20 Dec 2011 to 31 Dec 2015)
  • CF1 Director (15 Dec 2009 to 15 Dec 2011)
• Antonia Sara Coad

  IRN ASC01144

  • CF30 Customer (8 Oct 2016 to 8 Dec 2019)
• Bernard John Taylor

  IRN BJT01037

  • Director of firm who is not a certification employee or a SMF manager (since 9 Dec 2019)
  • CF2 Non Executive Director (23 May 2018 to 8 Dec 2019)
• Bruce David James Currie

  IRN BDC01049

  • CF30 Customer (15 Mar 2011 to 30 Sep 2012)
• Charles Desmond Harman

  IRN CDH01039

  • Director of firm who is not a certification employee or a SMF manager (since 9 Dec 2019)
  • CF2 Non Executive Director (13 Sep 2019 to 8 Dec 2019)
• Chloe Eleanor Taysom

  IRN CEB01123

  • [FCA CF] Material risk taker (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (18 Jun 2015 to 8 Dec 2019)
• David Coverdale Harling

  IRN DCH01128

  • [FCA CF] Material risk taker (9 Dec 2019 to 21 Oct 2022)
  • [FCA CF] Client dealing (9 Dec 2019 to 21 Oct 2022)
  • CF30 Customer (25 Jun 2014 to 8 Dec 2019)
• Fay Ashwell

  IRN FXA01156

  • SMF3 Executive Director (since 9 Dec 2019)
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • CF1 Director (15 May 2015 to 8 Dec 2019)
  • CF10 Compliance Oversight (14 Jun 2011 to 8 Dec 2019)
  • CF28 Systems and controls (8 May 2008 to 8 Dec 2019)
• Giles Francis Bertram Kerr

  IRN GFK01010

  • CF2 Non Executive Director (22 Dec 2011 to 8 Dec 2019)
  • CF1 Director (8 May 2008 to 15 Dec 2011)

No changes recorded yet.