Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 24 Nov 2020)
    • CF11 Money Laundering Reporting (1 Jul 2011 to 30 Aug 2011)
    • CF3 Chief Executive (1 Jul 2011 to 30 Aug 2011)
    • CF30 Customer (1 Jul 2011 to 8 Dec 2019)
    • CF4 Partner (1 Jul 2011 to 25 Nov 2019)
    • Director of firm who is not a certification employee or a SMF manager (since 9 Dec 2019)
    • CF2 Non Executive Director (23 May 2018 to 8 Dec 2019)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 22 Mar 2005)
    • CF23 Corporate Finance Adviser (1 Dec 2001 to 30 Dec 2002)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF23 Corporate Finance Adviser (1 Dec 2001 to 30 Dec 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.