Charles Desmond Harman

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Oxford University Endowment Management Limited

    FRN 479702

    • Director of firm who is not a certification employee or a SMF manager (since 9 Dec 2019)
    • CF2 Non Executive Director (13 Sep 2019 to 8 Dec 2019)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • [FCA CF] Material risk taker (20 Jan 2017 to 3 May 2022)
    • [FCA CF] Client dealing (19 Dec 2016 to 3 May 2022)
    • CF30 Customer (1 Mar 2010 to 28 Feb 2011)

Recent activity

Updates to this individual's record on the FCA register.

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