Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF16 Compliance Oversight (since 9 Dec 2019)
- SMF3 Executive Director (since 9 Dec 2019)
- CF1 Director (15 May 2015 to 8 Dec 2019)
- CF10 Compliance Oversight (14 Jun 2011 to 8 Dec 2019)
- CF28 Systems and controls (8 May 2008 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.