Oxford University Endowment Management Limited

• Principal Place of Business

  27 Park End Street

  Oxford

  Oxfordshire

  OX1 1HU

  UNITED KINGDOM

  Phone

  +4401865632900

  Web

  https://www.ouem.co.uk

• Complaints Contact

  27 Park End Street

  Oxford

  Oxfordshire

  OX1 1HU

  UNITED KINGDOM

  Phone

  +4401865614978

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Runs Investment Funds

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Heinrich Volkmar Merz

  IRN HVM01001

  • [FCA CF] Client dealing (14 May 2024 to 31 Jul 2025)
  • [FCA CF] Material risk taker (14 May 2024 to 31 Jul 2025)
• Irene Mary Tracey

  IRN IXT00077

  • Director of firm who is not a certification employee or a SMF manager (since 6 Nov 2023)
• Jack Cemlyn Edmondson

  IRN JCE01017

  • [FCA CF] Material risk taker (9 Dec 2019 to 21 Oct 2022)
  • [FCA CF] Client dealing (9 Dec 2019 to 21 Oct 2022)
  • CF30 Customer (26 Jan 2009 to 8 Dec 2019)
• Jeremy John Leonard Bennett

  IRN JJB01095

  • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 31 May 2023)
  • CF2 Non Executive Director (3 Jun 2013 to 8 Dec 2019)
• John Antony Hood

  IRN JAH01372

  • CF1 Director (8 May 2008 to 30 Sep 2009)
• John Harrison

  IRN JXH02218

  • CF30 Customer (3 Jul 2018 to 12 Mar 2019)
• Leonard Taylor

  IRN LXT00214

  • SMF17 Money Laundering Reporting Officer (MLRO) (25 Jan 2023 to 28 Mar 2025)
• Louise Mary Richardson

  IRN LMR01065

  • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 31 Dec 2022)
  • CF2 Non Executive Director (23 May 2016 to 8 Dec 2019)
• Matthew Stewart Talbot

  IRN MST01058

  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 1 Jun 2020)
  • CF11 Money Laundering Reporting (24 Jun 2019 to 8 Dec 2019)
• Neamul Mohsin

  IRN NXM01815

  • [FCA CF] Material risk taker (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (19 Sep 2014 to 8 Dec 2019)

No changes recorded yet.